Fca handbook cobs 118

 

 

FCA HANDBOOK COBS 118 >> DOWNLOAD LINK

 

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United Kingdom (118); Non-MiFID (103) COBS 11.5 Record keeping: client orders and transactions COBS 18.5 Operators of collective investment schemes. COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions · COBS 6.2A Describing advice services [deleted] · COBS 6.1A COBS 14.3 Information about designated investments (non-MiFID provisions). Chapter: Providing product information to clients. Effective Date: 28th June 2007 Status: Please note you should read all Brexit changes to the FCA that is (in summary and without prejudice to the detailed effect of COBS 3.2) a person handbook.fca.org.uk. COBS 1/2. 1.1. General application. Designated investment business and long-term insurance business in relation to life policies. (1) (except in ICOBS and, in relation to a life policy, in COBS 6.1ZA) any payment or [Note: article 19(1)(e)(i),(ii) and (iii) of the IDD] 118.Recognised investment exchanges (118); Employees (116) COBS 20.2 Treating with-profits policyholders fairly COBS 20.5 With-profits governance. Mortgages and home finance (118) COBS 20.2 Treating with-profits policyholders fairly COBS 20.4 Communications with with-profits policyholders. United Kingdom (218) · European Economic Area (155) · Investments (145) · MiFID (133) · Authorised persons (125) · Authorisation (118) · Non-MiFID (114) · Investment

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